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Compliance

OverviewOur approach to compliance & risk management FICAImplementation, monitoring & FIC inspection support Fit & ProperStay on track with amended requirements

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Regulatory ExamsRE 1 & RE 5, plus mock exams Class of BusinessAll nine BN194 sectors QualificationsAccredited NQF 4–5 qualifications

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Compliance & FICA Regulatory Exams Class of Business Qualifications

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